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Compliance & Regulation

305 posts on compliance & regulation.

EU AI Act Article 15: What the Accuracy, Resilience, and Cybersecurity Obligation Requires

Article 15 of the EU AI Act sets the accuracy, resilience, and cybersecurity floor for high-risk AI systems before the August 2, 2026 deadline. The obligation runs end to end across the deployment, from the declared accuracy metric in the technical documentation to the runtime behavior under adversarial pressure. This article walks through the regulation text, the structural gaps in most deployments, and the architectural pattern that satisfies all three properties together.

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EU AI Act Prohibited Practices: What Article 5 Bans and How Enforcement Catches It

Article 5 of the EU AI Act lists the practices the regulation prohibits outright. Subliminal manipulation, exploitation of vulnerability, social scoring by public authorities, predictive policing based on profiling, untargeted facial scraping, emotion inference in workplaces and schools, biometric categorisation by protected characteristic, and most real-time biometric identification in public spaces. The prohibitions took effect February 2, 2025. The €35 million / 7% penalty tier applies. This article walks through the eight prohibitions and the architecture that catches them at the AI request boundary.

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EU AI Act Codes of Practice: What the GPAI Provisions Expect and Where Deployers Sit

The Codes of Practice in the EU AI Act are the operational mechanism that translates the GPAI obligations under Articles 53 and 55 into concrete commitments providers can sign. The Code on General-Purpose AI Models, published by the AI Office, sets out the transparency, copyright, and safety expectations the providers have agreed to. Deployers that build on top of GPAI inherit downstream obligations and a set of expectations the deployer cannot delegate to the provider.

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AI Impact Assessment Template: The Fields a Regulator and an Auditor Both Read

An AI impact assessment template that holds up under EU AI Act Article 27, GDPR Article 35 DPIA, Fannie Mae LL-2026-04, and NIST AI RMF inquiries has to cover the same architectural primitives in the same vocabulary the regulators use. This article walks through the fields the template has to include, the questions each field answers, and the runtime evidence the deployer needs in order to keep the assessment current.

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AI Risk Register Template: What Each Row Has to Capture and Where the Evidence Comes From

An AI risk register is the operational artefact that records the risks the deployer has identified for each AI system, the controls applied, the residual risk, and the evidence that the controls are working. EU AI Act Article 9, NIST AI RMF, ISO 42001, and Fannie Mae LL-2026-04 each expect a register the deployer can produce on demand. This article walks through the columns that hold up across regimes and the runtime evidence each column depends on.

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AI Vendor Risk Management: The Diligence Questions That Actually Bind Under Audit

AI vendor risk management sits at the intersection of traditional third-party risk and the new AI-specific obligations. The questionnaire that holds up against EU AI Act Article 26, Fannie Mae LL-2026-04, DORA, and sector-specific regimes asks for evidence the vendor can produce on demand. This article walks through the question set, the runtime evidence behind each answer, and the ongoing supervisory obligation that procurement attestations do not discharge.

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EU AI Act Article 11: What Technical Documentation Must Show for Your AI System

Article 11 of the EU AI Act requires providers of high-risk AI systems to prepare and keep up-to-date technical documentation before placing the system on the market. The documentation has to demonstrate conformity with the high-risk requirements and be detailed enough that a national authority can assess it. Most engineering teams treat technical documentation as a deliverable rather than a continuously maintained artifact, and that habit fails Article 11 the first time a market surveillance authority asks for the file.

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EU AI Act Article 14: What Human Oversight Means for AI Systems in Production

Article 14 of the EU AI Act requires high-risk AI systems to be designed and developed so that they can be effectively overseen by natural persons during the period in which they are in use. The mandate runs deeper than a human-in-the-loop checkbox. It requires interpretable system outputs, the ability to override or halt the system, and tools that let the oversight person actually intervene. The architecture has to support oversight, not just permit it on paper.

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EU AI Act Article 50: Transparency Obligations for AI Systems Interacting with People

Article 50 of the EU AI Act applies to AI systems that interact directly with people, generate synthetic content, or perform emotion recognition or biometric categorization. The obligation is to inform the affected person that they are interacting with an AI system or that the content they are seeing is AI-generated. The disclosure has to be clear, in time, and recorded as evidence. The architectural requirement runs to the AI request boundary and to the audit trail. Most production deployments handle disclosure as a UX choice and never wire it into an evidence layer.

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AI Vendor Due Diligence Questionnaire: What to Ask Before You Buy

AI vendor due diligence happens at the procurement gate, runs against a standard questionnaire, and produces an attestation file. The questionnaire most teams inherited from cloud SaaS vendors does not cover the questions a regulator will actually ask about AI use. The Fannie Mae LL-2026-04 framework, the EU AI Act, and the NIST AI RMF all expect ongoing due care, not one-time due diligence. This piece walks through the question categories an AI-aware procurement gate has to cover, the answers that have to live in the file, and the runtime evidence that closes the gap between due diligence and due care.

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EU AI Act Article 72: Post-Market Monitoring as a Runtime Architecture Requirement

Article 72 of the EU AI Act requires providers of high-risk AI systems to set up and document a post-market monitoring system that actively and systematically collects data on the performance of the AI throughout its lifetime. The monitoring has to feed back into the risk management process under Article 9 and into the technical documentation under Article 11. The architectural requirement is for a runtime evidence pipeline, not for periodic reporting. Most providers run product analytics and call it post-market monitoring, and the regulator will not accept that under inspection.

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What the EU Commission''s May 2026 High-Risk Classification Guidelines Change About Your AI Scope Assessment

On May 19, 2026, the European Commission published its draft guidelines clarifying which AI systems fall within the high-risk classification under Annex III of the EU AI Act. The guidelines arrive 75 days before the August 2 enforcement date for high-risk obligations. They tighten the criteria for "intended purpose," reshape how deployers and providers classify HR screening, clinical decision support, and fraud detection systems, and accelerate the scope assessment timeline. This article walks through the new criteria, applies them to three concrete enterprise deployments, and identifies the per-decision evidence each will need to produce on demand from August 2 onward.

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