Book a Compliance Audit.

A two-week, fixed-fee engagement to inventory your AI workloads, map them against the regulations you are accountable for, and produce the written evidence your next audit will ask for.

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What the audit covers

Shadow-AI discovery

Browser extensions, SaaS connectors, and API integrations are inventoried alongside the data classes flowing through each. The result is a single ranked list of unsanctioned AI usage with severity ratings.

Regulatory gap analysis

Each AI workflow is mapped to the obligations that apply: HIPAA Security Rule, SOC 2 Trust Services Criteria, EU AI Act articles, GLBA safeguards, SEC Regulation S-P, FINRA Rule 4511.

Evidence review

Current logging, retention, and access-control practices are evaluated against what auditors will request. Gaps are documented at the level of the underlying control narrative.

Remediation plan

A prioritized, written plan addressing each finding. Items are scoped by effort, owner, and the specific control or article they close out.

What to expect

1

Kickoff and scoping

Frameworks in scope are confirmed. Stakeholders are identified across security, compliance, legal, and the business units operating AI workflows.

2

Discovery and interviews

Technical discovery runs in parallel with stakeholder interviews. Shadow AI is inventoried. Sanctioned workflows are documented with data-flow diagrams.

3

Gap and evidence analysis

Each workflow is evaluated against the applicable controls. Findings are documented with the specific clauses and articles they touch.

4

Delivery and debrief

Audit report, remediation plan, evidence-gap inventory, and executive summary are delivered. A 60-minute debrief closes the engagement.

Frameworks in scope

HIPAA Security RuleSOC 2 Trust Services CriteriaEU AI ActGLBASEC Regulation S-PFINRA Rule 4511ISO 42001NIST AI RMF

For a complete map of these frameworks to platform capabilities, see the regulation mapping page.

Two weeks. Fixed fee. A written record of where your AI workloads stand against the regulations that apply.